Skip Navigation Links
Press Releases
CSBS Examiner
Examiner Archives
Presentations & Speeches
CSBS Annual Reports
Opinion Pieces
CSBS White Papers
CSBS in the News
CSBS Media Kit
Print-Friendly   |   Email-A-Friend 

FINRA Fines Citigroup Global Markets $3.5 Million for Providing Inaccurate Performance Data Related to Subprime Securitizations 

May 22, 2012 -- The Financial Industry Regulatory Authority (FINRA) announced that it has fined Citigroup Global Markets, Inc. $3.5 million for providing inaccurate mortgage performance information, supervisory failures and other violations in connection with subprime residential mortgage-backed securitizations (RMBS). Brad Bennett, FINRA Executive Vice President and Chief of Enforcement, said, "Citigroup posted data for its RMBS deals that it should have known was inaccurate; and even after they learned that the data was inaccurate, Citigroup did not correct the problem until years later. Investors use this data to inform their decisions and in this case, for over six years, investors potentially used faulty data to assess the value of the RMBS." Read more.

©2013 CSBS   Terms of Use \ Privacy Policy \ Site Map
1129 20th Street, N.W., 9th Floor  \  Washington, DC  \  20036  \  Tel. 202.296.2840  \  Fax. 202.296.1928