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SEC Issues Proposal on Reporting for Security-Based Swap Transactions 

November 22, 2010 -- The Securities and Exchange Commission proposed rules to determine how information on security-based swap transactions should be reported and publicly announced. "This proposal lays out who must do security-based swap reporting, what information must be reported, and where and when it must be reported," said SEC Chairman Mary L. Schapiro. "These rules would provide for post-trade transparency in the security-based swap markets, and are designed to provide all market participants access to transaction information at the same time," she said. Some of the provisions of the proposal would: require parties to a security-based swap transaction to report information about each transaction to a registered security-based swap data repository, and require the security-based swap repository to publicly disseminate certain information in a timely fashion. The plan has a 45-day comment period. The Commodity Futures Trading Commission is proposing similar rules with respect to the reporting and public dissemination of information related to swaps that fall under its jurisdiction. More information 
 
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