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Clone of BSA-AML Self-Assessment Tool

The Assets Requiring Enhanced Monitoring Template was developed by the State Examiner Review Team (SERT) in response to recent increases in the levels of credit documentation weaknesses and technical exceptions. Examiners desired a method to document and track credits that are not classified or listed as special mention, but exhibited certain weaknesses. As a result, SERT created this elective page to serve as a means to document, quantify, and communicate to management that such assets exist and enhanced monitoring is recommended.

This page was approved by the State Supervisory Processes Committee for discretionary use. It may be used as a report of exam page, a workpaper, or an exit meeting supplement as appropriate.

An ETS template is available for download and may be saved to the Resource Library for examinations conducted in ETS. To access this document, please contact the Bank Supervision staff.

See the Saving and Importing a Custom Template to the Resource Library  job aid for instructions on how to save and import  a custom template to the Resource Library.

For common questions and answers, see the Q&A document.

Access the Template

Additional Resources: