Non-depository Financial Services Regulators

The following state agencies license non-depository financial services on the Nationwide Multi-State Licensing System (NMLS).

Alabama

State Banking Department of Alabama

Alabama Securities Commission
Alaska

Alaska Department of Commerce, Community & Economic Development
American Samoa
 
Arizona

Arizona Department of Financial Institutions
Arkansas

Arkansas Securities Department
California

California Department of Business Oversight

California Department of Real Estate
Colorado

Colorado Department of Regulatory Agencies- Department of Real Estate
Connecticut

Connecticut Department of Banking
Delaware

Delaware Office of the State Bank Commissioner
District of Columbia

District of Columbia Department of Insurance, Securities and Banking Bureau
Florida

Florida Bureau of Registration
Georgia

Georgia Department of Banking and Finance
Guam

Guam Department of Revenue and Taxation
Hawaii

Hawaii Division of Financial Institutions
Idaho

Idaho Department of Finance
Illinois

Illinois Department of Financial and Professional Regulation
Indiana

Indiana Department of Financial Institutions

Indiana Secretary of State Securities Division
Iowa

Iowa Division of Banking
Kansas

Kansas Office of the State Bank Commissioner
Kentucky

Kentucky Department of Financial Institutions
Louisiana

Louisiana Office of Financial Institutions Non-Depository Division
Maine

Maine Bureau of Consumer Credit Protection
Maryland

Maryland Office of the Commissioner of Financial Regulation
Massachusetts

Massachusetts Division of Banks
Michigan

Michigan Department of Insurance and Financial Services
Minnesota

Minnesota Department of Commerce
Mississippi

Mississippi Department of Banking and Consumer Finance
Missouri

Missouri Division of Finance
Montana

Montana Division of Banking and Financial Institutions
Nebraska

Nebraska Department of Banking and Finance
Nevada

Nevada Division of Mortgage Lending
New Hampshire

New Hampshire Banking Department
New Jersey

New Jersey Department of Banking and Insurance
New Mexico

New Mexico Financial Institutions Division
New York

New York State Department of Financial Services
North Carolina

North Carolina Commissioner of Banks Office
North Dakota

North Dakota Department of Financial Institutions
Northern Mariana Islands
 
Ohio

Ohio Division of Financial Institutions
Oklahoma

Oklahoma Department of Consumer Credit Licensing

Oklahoma Department of Banking
Oregon

Oregon Division of Financial Regulation
Pennsylvania

Pennsylvania Department of Banking and Securities
Puerto Rico

Puerto Rico Bureau of Financial Institutions
Rhode Island

Rhode Island Department of Business Regulation
South Carolina

South Carolina Board of Financial Institutions

South Carolina Department of Consumer Affairs

South Carolina Attorney General
South Dakota

South Dakota Division of Banking
Tennessee

Tennessee Department of Financial Institutions
Texas

Texas Department of Savings and Mortgage Lending

Texas Office of Consumer Credit Commissioner

Texas Department of Banking
Utah

Utah Division of Real Estate

Utah Department of Financial Institutions
Vermont

Vermont Department of Financial Regulation
Virgin Islands

Virgin Islands Office of Lieutenant Governor, Division of Banking and Insurance
Virginia

Virginia Bureau of Financial Institutions
Washington

Washington Department of Financial Institutions
West Virginia

West Virginia Division of Financial Institutions
Wisconsin

Wisconsin Department of Financial Institutions
Wyoming


Wyoming Division of Banking