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NMLS Modernization

NMLS Modernization

Multi-phase effort to rebuild NMLS on a modern platform – moving from a forms-based system to a data-driven, risk-focused system for managing license renewal, registration, and financial reporting for some nonbanks.

Two Applications

Two Applications

One System of Supervision

State Examination System

State Examination System

The State Examination System (SES) is an examination system built by state regulators for state regulators and the companies they supervise. Click the link above to learn more and get involved.